Required for: all applicants, for any role.

========================================================================
  CCPE Regulatory Attestation
  *** PLACEHOLDER — FINAL DOCUMENT PENDING ***
========================================================================

REGULATORY ATTESTATION

By acknowledging below, the applicant, on behalf of the firm it represents, attests that:

1. Neither the firm nor any of its associated persons required to be covered is subject to a
   STATUTORY DISQUALIFICATION, nor otherwise PROHIBITED from participating in the activities for which
   the firm seeks approval.

2. The firm is not the subject of any regulatory action that would prevent it from participating on
   the Exchange, and will promptly notify the Exchange if that changes.

3. The firm will comply with all applicable laws, rules, and regulations governing its participation.

(This is placeholder text describing the intended scope only. The final, authoritative Regulatory
Attestation will replace this document. The acknowledgment you provide in the portal is recorded now
and will be reconciled against the final document.)